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Anthony Chiarelli

J.P. Morgan Securities LLC

Mount Sinai, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED_RES 2013-08-29
CT RA APPROVED 2012-10-01
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED_RES
    Since 2013-08-29
  • CT RA
    APPROVED
    Since 2012-10-01

Branch Locations

5499 Nesconset Highway, Mount Sinai, NY 11766 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Mount Sinai NY 09/2004 Present
J.P. Morgan Securities Llc Mount Sinai NY 10/2012 Present
Previous Registrations
  • 2004-09-07 → 2012-10-01
    Chase Investment Services Corp.
    Mount Sinai, NY
    Carle Place, NY
    Setauket, NY
    East Setauket, NY
    Carle Place, NY
  • 2003-09-02 → 2004-08-25
    Chase Investment Services Corp.
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-09-18
S63 Uniform Securities Agent State Law Examination 1997-01-20
  • S65 Uniform Investment Adviser Law Examination
    2002-09-18
  • S63 Uniform Securities Agent State Law Examination
    1997-01-20

View on SEC IAPD

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Other Offices

CHARLES SCHWAB & CO., INC. · Mount Sinai, NY
OSAIC WEALTH, INC. · PORT JEFFERSON STATION, NY
AMERIPRISE FINANCIAL SERVICES, LLC · MOUNT SINAI, NY
KESTRA ADVISORY SERVICES, LLC · PORT JEFFERSON, NY
KESTRA ADVISORY SERVICES, LLC · PORT JEFFERSON STN, NY
O'HARA WEALTH MANAGEMENT INC · PORT JEFFERSON STATION, NY
OSAIC WEALTH, INC. · Mt Sinai, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PORT JEFFERSON, NY

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