Roberto Javier Monroy

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → Present
  Morgan Stanley Smith Barney Llc
  Tucson, AZ
• 02/2015 → Present
  Morgan Stanley Private Bank, N.A.
  New York, NY

Previous Registrations

• 2012-10-01 → 2014-11-12
  J.P. Morgan Securities Llc
  Nogales, AZ
• 2012-07-25 → 2012-10-01
  Chase Investment Services Corp.
  Chicago, IL
  Nogales, AZ

Other Businesses

*503284 - Rental property; Investment related Yes; Rio Rico, Arizona; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 06/2022; During business hours: 0; After business hours: 0; Owner *671456- Roberto J Monroy for now; Investment related: Yes; Rio Rico, Arizona; Sale of Hay ; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 01/2026; During business hours: 0; After business hours: 1; Will get a county license later but sale of hay will be done by both of my son's i will just provide the money to start

Exams

• S66 Uniform Combined State Law Examination
  2012-07-03
• S63 Uniform Securities Agent State Law Examination
  1999-04-17

Other Names

• Robert Javier Monroy