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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-15
  • TX RA
    APPROVED
    Since 2024-10-15

Branch Locations

2575 East Camelback Road Suite 900, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United States Army Fort Campbell KY 09/2017 08/2022
Duke University Durham NC 08/2022 05/2024
Boston College Chestnut Hill MA 08/2013 05/2017
Ubs Financial Services, Inc. Phoenix AZ 07/2024 Present
Unemployed Huntsville AL 05/2017 09/2017
  • 09/2017 → 08/2022
    United States Army
    Fort Campbell, KY
  • 08/2022 → 05/2024
    Duke University
    Durham, NC
  • 08/2013 → 05/2017
    Boston College
    Chestnut Hill, MA
  • 07/2024 → Present
    Phoenix, AZ
  • 05/2017 → 09/2017
    Unemployed
    Huntsville, AL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-14
  • S66 Uniform Combined State Law Examination
    2024-10-14
Other Names
  • Sean Michael Nash

View on SEC IAPD

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