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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2024-11-14 |
Branch Locations
475 Kilvert Street Suite 135, Warwick, RI 02886 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services Inc | St Paul | MN | 07/2023 | 08/2023 |
| Minnesota Life Insurance Co | St Paul | MN | 07/2023 | 08/2023 |
| Pioneer Financial Group | Warwick | RI | 07/2023 | 08/2023 |
| Securian Financial Services Inc | St Paul | MN | 06/2023 | 07/2023 |
| Pioneer Financial Group | Warwick | RI | 06/2023 | 07/2023 |
| Vasilio's | Providence | RI | 01/2023 | Present |
| Piezoni's | Smithfield | RI | 11/2022 | 05/2023 |
| J's Broadway Appliance | Smithfield | RI | 07/2022 | 11/2022 |
| Student | Cambridge | MA | 08/2020 | 08/2022 |
| Ixl Center | Cambridge | MA | 03/2021 | 05/2021 |
| Piezoni's | Smithfield | RI | 08/2020 | 07/2021 |
| Student | Kingston | RI | 09/2015 | 05/2020 |
| Hexagon Manufacturing Intelligence | North Kingstown | RI | 10/2019 | 05/2020 |
| Tecnalia | Donostia - San Sebastian | 01/2019 | 06/2019 | |
| Minuteman Trucks, Inc. | Walpole | MA | 06/2015 | 07/2018 |
| Metcalf Institute For Marine And Environmental Reporting | North Kingstown | RI | 01/2017 | 06/2018 |
| University Of Rhode Island | Kingston | RI | 02/2017 | 11/2017 |
| Servicio Nacional De Aprendizaje | Barranquilla, Atlantico Area | 02/2017 | 11/2017 | |
| Unemployed | Providence | RI | 05/2020 | 08/2020 |
| Cetera Advisor Networks Llc | Warwick | RI | 08/2023 | 08/2023 |
| Pruco Securities Llc | Warwick | RI | 10/2023 | 11/2024 |
| Brooks Brothers | Providence | RI | 08/2023 | Present |
| The Prudential Insurance Company Of America | Warwick | RI | 03/2024 | Present |
| Lpl Enterprise, Llc | Warwick | RI | 11/2024 | Present |
1) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s) 2) 03/24/2025 - Brooks Brothers - Outside/W-2 Employment - I am a floor sales associate for a suit and clothing apparel store. - Not INV Related - At Providence, RI - Start Date 10/10/2023 - 24hrs/mth - 0hrs During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-01 |
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