Inactive

Benjamin S Herman

Rockwood Wealth Management, LLC

Claim This Profile

Current Employers

Rockwood Wealth Management, Llc

6464 Lower York Road, New Hope, PA 18938 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2023-10-16

PA RA
APPROVED

Since 2023-10-16

Branch Locations

6464 Lower York Road, New Hope, PA 18938 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rockwood Wealth Management	New Hope	PA	06/2023	Present
Rockwood Wealth Management	New Hope	PA	06/2023	06/2024
Student	Easton	PA	08/2019	05/2023
Student	Homer	NY	06/2013	08/2019

06/2023 → Present

Rockwood Wealth Management

New Hope, PA
06/2023 → 06/2024

Rockwood Wealth Management

New Hope, PA
08/2019 → 05/2023

Student

Easton, PA
06/2013 → 08/2019

Student

Homer, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-10-16

S65 Uniform Investment Adviser Law Examination

2023-10-16

Designations

View on SEC IAPD

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