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Salvatore Michael Lio

First Trust Advisors LP

Wheaton, IL

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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-03-10
  • IL RA
    APPROVED
    Since 2025-03-10

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cray, Kaiser Ltd. Oak Brook IL 07/2021 05/2022
Lio Foods Distributors Chicago IL 03/2017 06/2018
Goldman Sachs Chicago IL 06/2023 08/2023
Artisan Dental Palatine IL 05/2020 09/2020
Jewel Osco Orland Park IL 03/2019 09/2020
Lio Foods Distributors Chicago IL 09/2023 12/2023
Creighton University Omaha NE 09/2020 12/2023
Unemployed Na XX 06/2018 03/2019
Marmion Academy Aurora IL 09/2017 07/2020
Providence Catholic New Lenox IL 09/2016 07/2017
Unemployed Na XX 01/2004 09/2016
Goldman Sachs Chicago IL 07/2024 02/2025
Unemployed Na XX 01/2024 06/2024
First Trust Portfolios L.P. Wheaton IL 03/2025 Present
First Trust Advisors L.P. Wheaton IL 03/2025 Present
  • 07/2021 → 05/2022
    Cray, Kaiser Ltd.
    Oak Brook, IL
  • 03/2017 → 06/2018
    Lio Foods Distributors
    Chicago, IL
  • 06/2023 → 08/2023
    Goldman Sachs
    Chicago, IL
  • 05/2020 → 09/2020
    Artisan Dental
    Palatine, IL
  • 03/2019 → 09/2020
    Jewel Osco
    Orland Park, IL
  • 09/2023 → 12/2023
    Lio Foods Distributors
    Chicago, IL
  • 09/2020 → 12/2023
    Creighton University
    Omaha, NE
  • 06/2018 → 03/2019
    Unemployed
    Na, XX
  • 09/2017 → 07/2020
    Marmion Academy
    Aurora, IL
  • 09/2016 → 07/2017
    Providence Catholic
    New Lenox, IL
  • 01/2004 → 09/2016
    Unemployed
    Na, XX
  • 07/2024 → 02/2025
    Goldman Sachs
    Chicago, IL
  • 01/2024 → 06/2024
    Unemployed
    Na, XX
  • 03/2025 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 03/2025 → Present
    First Trust Advisors L.P.
    Wheaton, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-10-19
S63 Uniform Securities Agent State Law Examination 2024-05-25
  • S65 Uniform Investment Adviser Law Examination
    2024-10-19
  • S63 Uniform Securities Agent State Law Examination
    2024-05-25
Other Names
  • Salvatore M Lio

View on SEC IAPD

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Other Offices

BOOSTER ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE WEALTH ADVISORS, LLC · WHEATON, IL
BROOKSTONE ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
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