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Richard Ovid Rogers

Stephens

Winston-Salem, NC

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Current Employers
Stephens

111 Center St, Little Rock, AR 72201 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-08-25
TX RA APPROVED 2023-08-25
  • NC RA
    APPROVED
    Since 2023-08-25
  • TX RA
    APPROVED
    Since 2023-08-25

Branch Locations

101 S. Stratford Road, Winston-Salem, NC 27104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bain And Company Atlanta GA 10/2014 07/2017
Pamlico Capital Charlotte NC 08/2017 03/2018
Unemployed Charlotte NC 04/2018 07/2018
Bain And Company Atlanta GA 07/2018 07/2019
Columbia Business School New York NY 08/2019 05/2021
Proteus Motion New York NY 02/2020 07/2021
Bain And Company Atlanta GA 07/2021 04/2023
Stephens Inc. Winston-Salem NC 06/2023 09/2023
Stephens Inc. Winston- Salem NC 09/2023 03/2026
Stephens Inc. Winston-Salem NC 03/2026 Present
  • 10/2014 → 07/2017
    Bain And Company
    Atlanta, GA
  • 08/2017 → 03/2018
    Pamlico Capital
    Charlotte, NC
  • 04/2018 → 07/2018
    Unemployed
    Charlotte, NC
  • 07/2018 → 07/2019
    Bain And Company
    Atlanta, GA
  • 08/2019 → 05/2021
    Columbia Business School
    New York, NY
  • 02/2020 → 07/2021
    Proteus Motion
    New York, NY
  • 07/2021 → 04/2023
    Bain And Company
    Atlanta, GA
  • 06/2023 → 09/2023
    Stephens Inc.
    Winston-Salem, NC
  • 09/2023 → 03/2026
    Stephens Inc.
    Winston- Salem, NC
  • 03/2026 → Present
    Stephens Inc.
    Winston-Salem, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-23
  • S66 Uniform Combined State Law Examination
    2023-08-23
Other Names
  • Rick Ovid Rogers

View on SEC IAPD

Other Firms

SALEM INVESTMENT COUNSELORS INC
JT STRATFORD, LLC
DARDA FINANCIAL
FIRST CITIZENS INVESTOR SERVICES, INC.
CETERA INVESTMENT ADVISERS LLC
PRINCIPAL SECURITIES, INC.
PARK AVENUE SECURITIES LLC
VIRTUE CAPITAL MANAGEMENT, LLC

Other Investors

DALE MARTIN BROWN
DAVID BRIAN REA
JAMES JOYNER EDMUNDSON
KRISTOPHER SHEA ABERNETHY
JESSE FRANKLIN GOINS
KENNETH SCOTT JONES
GEORGE GARFIELD KEENER
MATTHEW STEPHEN SIMMONS

Other Offices

SALEM INVESTMENT COUNSELORS INC · WINSTON SALEM, NC
JT STRATFORD, LLC · WINSTON-SALEM, NC
DARDA FINANCIAL · WINSTON-SALEM, NC
FIRST CITIZENS INVESTOR SERVICES, INC. · WINSTON-SALEM, NC
CETERA INVESTMENT ADVISERS LLC · WINSTON-SALEM, NC
PRINCIPAL SECURITIES, INC. · WINSTON SALEM, NC
PARK AVENUE SECURITIES LLC · WINSTON-SALEM, NC
VIRTUE CAPITAL MANAGEMENT, LLC · WINSTON-SALEM, NC

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