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David Brian Rea

Salem Investment Counselors Inc

Winston-Salem, NC

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Current Employers
Salem Investment Counselors Inc

480 Shepherd Street, Winston Salem, NC 27103 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2000-12-31
  • NC RA
    APPROVED
    Since 2000-12-31

Branch Locations

480 Shepherd Street, Winston-Salem, NC 27103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ultimus Fund Distributors, Llc Cincinnati OH 10/2000 Present
Salem Investment Counselors Inc Winston-Salem NC 06/1982 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-12-08
  • S63 Uniform Securities Agent State Law Examination
    1998-12-08

View on SEC IAPD

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JOSEPH KYLE MCCAFFREY

Other Offices

JT STRATFORD, LLC · WINSTON-SALEM, NC
DARDA FINANCIAL · WINSTON-SALEM, NC
FIRST CITIZENS INVESTOR SERVICES, INC. · WINSTON-SALEM, NC
CETERA INVESTMENT ADVISERS LLC · WINSTON-SALEM, NC
PRINCIPAL SECURITIES, INC. · WINSTON SALEM, NC
PARK AVENUE SECURITIES LLC · WINSTON-SALEM, NC
VIRTUE CAPITAL MANAGEMENT, LLC · WINSTON-SALEM, NC
GLOBAL VIEW CAPITAL MANAGEMENT LLC · WINSTON-SALEM, NC

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