Keith Alan Mansfield

LPl Financial LLC

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Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2018-02-14

NH RA
APPROVED

Since 2018-02-14

Branch Locations

117 West St, Keene, NH 03431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Invest Financial Corp.	Tampa	FL	03/1999	02/2018
Lpl Financial Llc	Keene	NH	02/2018	Present

03/1999 → 02/2018

Invest Financial Corp.

Tampa, FL
02/2018 → Present

Lpl Financial Llc

Keene, NH

Previous Registrations

2001-03-13 → 2018-02-14

Invest Financial Corporation

Keene, NH

Keene, NH

Appleton, WI

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-02-26
S63	Uniform Securities Agent State Law Examination	1999-04-26

S66 Uniform Combined State Law Examination

2001-02-26
S63 Uniform Securities Agent State Law Examination

1999-04-26

View on SEC IAPD

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