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111 West Houston Street, San Antonio, TX 78205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-26 |
Branch Locations
111 West Houston Street, San Antonio, TX 78205 • United States
1300 S Main St, Boerne, TX 78006 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Frost Brokerage Services Inc | Boerne | TX | 04/2014 | 04/2024 |
| Frost Bank | Boerne | TX | 04/2018 | 08/2019 |
| Frost Investment Services | Boerne | TX | 04/2018 | 04/2024 |
| Frost Brokerage Services, Inc. | Boerne | TX | 04/2024 | Present |
| Frost Investment Services | Boerne | TX | 04/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-04-14 |
| S63 | Uniform Securities Agent State Law Examination | 1999-04-06 |
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