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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-07-24 |
| TX | RA | APPROVED_RES | 2014-09-08 |
Branch Locations
2398 E Camelback Rd Ste 550, Phoenix, AZ 85016 • United States
Phoenix, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Scottsdale | AZ | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Phoenix | AZ | 03/2020 | Present |
Business Ownership; JL Custom Creations, LLC; Owner; Handmade crafts such as cups, key chains, pens etc; 1715 W Villa Maria Dr, , Phoenix, AZ, 85023; Not Investment-Related; 05/01/2025; 20 to 39 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-09-27 |
| S63 | Uniform Securities Agent State Law Examination | 2006-11-28 |
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