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Miles Nelson Montgomery

Stephens

Little Rock, AR

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Current Employers
Stephens

111 Center St, Little Rock, AR 72201 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2023-11-10
TX RA APPROVED 2023-11-10
  • AR RA
    APPROVED
    Since 2023-11-10
  • TX RA
    APPROVED
    Since 2023-11-10

Branch Locations

111 Center Street, Little Rock, AR 72201-3507 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Education Little Rock AR 06/2013 05/2019
University Of Arkansas Fayetteville AR 08/2019 05/2022
Dave Grundfest Co. Little Rock AR 06/2021 08/2021
First National Bank - Paragould Fayetteville AR 05/2022 03/2023
Stephens Inc. Little Rock AR 06/2023 06/2025
Stephens Inc. Little Rock AR 06/2025 Present
  • 06/2013 → 05/2019
    Education
    Little Rock, AR
  • 08/2019 → 05/2022
    University Of Arkansas
    Fayetteville, AR
  • 06/2021 → 08/2021
    Dave Grundfest Co.
    Little Rock, AR
  • 05/2022 → 03/2023
    First National Bank - Paragould
    Fayetteville, AR
  • 06/2023 → 06/2025
    Stephens Inc.
    Little Rock, AR
  • 06/2025 → Present
    Stephens Inc.
    Little Rock, AR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-08
  • S66 Uniform Combined State Law Examination
    2023-11-08

View on SEC IAPD

Other Firms

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STATE FARM INVESTMENT MANAGEMENT CORP.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RAYMOND JAMES & ASSOCIATES, INC.
UNITED CAPITAL FINANCIAL ADVISORS
NFSG CORPORATION
OSAIC WEALTH, INC.

Other Investors

Thomas Milton Howard
Ammie Thompson
Chera Kaye Moore
Zachary Taylor Johnson
Gregory Scott Minton
BENJAMIN PAYNE LINCOLN
Danielle Francois Albright
LORI ANN ROBERTS

Other Offices

EDWARD JONES · LITTLE ROCK, AR
ARVEST WEALTH MANAGEMENT · LITTLE ROCK, AR
STATE FARM INVESTMENT MANAGEMENT CORP. · Little Rock, AR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Little Rock, AR
RAYMOND JAMES & ASSOCIATES, INC. · LITTLE ROCK, AR
UNITED CAPITAL FINANCIAL ADVISORS · LITTLE ROCK, AR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · LITTLE ROCK, AR
NFSG CORPORATION · LITTLE ROCK, AR

More in Little Rock, AR

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