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Robert Duval Farnsworth

Stephens

Nashville, TN

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Current Employers
Stephens

111 Center St, Little Rock, AR 72201 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-06-03
TX RA APPROVED 2023-10-18
  • TN RA
    APPROVED
    Since 2025-06-03
  • TX RA
    APPROVED
    Since 2023-10-18

Branch Locations

3100 West End Avenue, Nashville, TN 37203-5817 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stephens Inc. Little Rock AR 06/2023 06/2025
Bdo, Usa Memphis TN 10/2022 05/2023
University Of Mississippi Oxford MS 08/2018 08/2022
Umansky Motor Cars Memphis TN 05/2019 08/2019
University Of Tennessee, Knoxville Knoxville TN 08/2017 05/2018
Education Eads TN 06/2013 05/2017
Stephens Inc. Nashville TN 06/2025 Present
  • 06/2023 → 06/2025
    Stephens Inc.
    Little Rock, AR
  • 10/2022 → 05/2023
    Bdo, Usa
    Memphis, TN
  • 08/2018 → 08/2022
    University Of Mississippi
    Oxford, MS
  • 05/2019 → 08/2019
    Umansky Motor Cars
    Memphis, TN
  • 08/2017 → 05/2018
    University Of Tennessee, Knoxville
    Knoxville, TN
  • 06/2013 → 05/2017
    Education
    Eads, TN
  • 06/2025 → Present
    Stephens Inc.
    Nashville, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-16
  • S66 Uniform Combined State Law Examination
    2023-10-16

View on SEC IAPD

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OCEAN PARK ASSET MANAGEMENT, LLC
U.S. BANCORP ADVISORS, LLC
TRUIST ADVISORY SERVICES, INC.
HIGHTOWER ADVISORS, LLC
SANFORD C. BERNSTEIN & CO., LLC

Other Investors

JOHN STUART PIOVARCY
Robert Michael McMahan
Thaddeus B Corbin
HEATHER BARBOUR
CRYSTAL LYNN BEASTROM
JULIE G SANDBERG
JACKSON REESE MORAN
Hugh G Anderson

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
OSAIC WEALTH, INC. · NASHVILLE, TN
OCEAN PARK ASSET MANAGEMENT, LLC · Nashville, TN
U.S. BANCORP ADVISORS, LLC · Nashville, TN

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