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4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-07-28 |
Branch Locations
2375 East Camelback Road Suite 700, Phoenix, AZ 85016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Principia Corporation | Elsah | IL | 08/2020 | 05/2021 |
| Camps Leelanau & Kohahna | Maple City | MI | 05/2021 | 08/2021 |
| The Principia Corporation | Elsah | IL | 08/2021 | 05/2022 |
| Commerce Trust Company | St. Louis | MO | 05/2022 | 08/2022 |
| The Principia Corporation | Elsah | IL | 08/2022 | 05/2023 |
| Trilogy Financial Services | Scottsdale | AZ | 06/2023 | 06/2024 |
| Adventure Unlimited Ranches Forestry | Buena Vista | CO | 06/2020 | 08/2020 |
| The Principia Corporation | Elsah | IL | 08/2019 | 05/2020 |
| Amber Hotel Company | Agoura Hills | CA | 06/2019 | 08/2019 |
| The Principia Corporation | St. Louis | MO | 08/2017 | 05/2019 |
| The Principia Upper School | St. Louis | MO | 05/2013 | 08/2017 |
| Capfinancial Partners, Llc. (Captrust) | Raleigh | NC | 07/2025 | Present |
| Buttonwood Capital Management | Scottsdale | AZ | 07/2024 | 06/2025 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-07-13 |
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