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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-09-05
  • NY RA
    APPROVED
    Since 2025-09-05

Branch Locations

586 North French Road Suite 1, Amherst, NY 14228 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J. Wild, Cpa, P.C. Amherst NY 01/2018 Present
Cobham Management Services Inc Orchard Park NY 01/2016 12/2017
Avantax Advisory Services Amherst NY 07/2023 09/2025
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
Cetera Wealth Services, Llc El Segundo CA 10/2025 Present
Cetera Wealth Services, Llc El Segundo CA 09/2025 10/2025
  • 01/2018 → Present
    J. Wild, Cpa, P.C.
    Amherst, NY
  • 01/2016 → 12/2017
    Cobham Management Services Inc
    Orchard Park, NY
  • 07/2023 → 09/2025
    Avantax Advisory Services
    Amherst, NY
  • 09/2025 → Present
    Schaumburg, IL
  • 10/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 09/2025 → 10/2025
    Cetera Wealth Services, Llc
    El Segundo, CA
Previous Registrations
  • 2023-12-18 → 2025-09-05
    Avantax Advisory Services
    Amherst, NY
Other Businesses

1. NAME OF OTHER BUSINESS: J. WILD, CPA, P.C.; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ACCOUNTING AND TAX SERVICES; START DATE: 01/2018; POSITION/TITLE/RELATIONSHIP: OWNER/PRESIDENT; APX NUMBER OF HOURS PER WEEK: 45; APX NUMBER OF HOURS DURING TRADING HOURS: 8; BRIEF DESCRIPTION OF DUTIES: MANAGE THE DAY-TO-DAY ACTIVITIES OF THE BUSINESS, SUPERVISE ALL STAFF, AND INTERFACE DIRECTLY WITH INDIVIDUAL AND BUSINESS CLIENTS; 2. NAME OF OTHER BUSINESS: J WILD PROPERTY LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: REAL ESTATE; START DATE: 11/2022; POSITION/TITLE/RELATIONSHIP: OWNER/PRESIDENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: MANAGE DAY-TO-DAY ACTIVITIES OF MY OFFICE SPACE. THE LLC ONLY ONES ONE PROPERTY, WHICH IS THE OFFICE SPACE THAT MY ACCOUNTING PRACTICE OCCUPIES;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-10-02
S65 Uniform Investment Adviser Law Examination 2023-12-18
  • S63 Uniform Securities Agent State Law Examination
    2025-10-02
  • S65 Uniform Investment Adviser Law Examination
    2023-12-18

View on SEC IAPD

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