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3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-05-09 |
Branch Locations
3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States
3101 Cobb Pkwy Se Suite 124, Atlanta, GA 30339 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alabama Securities Commission | Montgomery | AL | 05/2022 | 08/2022 |
| 49 Wealth Management | Atlanta | GA | 06/2023 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 06/2023 | 01/2024 |
| Self-Employed: Pressure Washing | Montgomery | AL | 05/2017 | 05/2021 |
| Wynlakes Country Club | Montgomery | AL | 05/2016 | 04/2017 |
| Trinity Presbyterian School | Montgomery | AL | 05/2013 | 05/2019 |
| Auburn University | Auburn | AL | 06/2019 | 05/2023 |
| Oakwood Capital Securities, Inc. | Minneapolis | MN | 07/2024 | 12/2024 |
1) Calavan Motors-KWA, LLC / not investment related / 1301 Thornton Rd, Lithia Springs, GA 30122 / Kia vehicle dealership / window tinter / tints windows of the cars that are placed on the lot to be sold to customers / 12/02/2023 / 36 hours per month / 0 hours during securities trading hours / tinting windows on Saturdays 2) Financial Independence Group; investment related; 3101 Cobb Pkwy, Unit 201 Atlanta GA 30339 United States; Fixed insurance sells when it fits a clients needs; Fixed insurance agent; Fixed Insurance Sales; Start date: 2023-06-12; 100 Hours per month all during trading hours. 3) 25 Giving; Not Investment related; 3711 S Mopac Expy, Ste. 150 Austin TX 78746; Refer nonprofits to 25 Giving so they can help develop charitable plans for donors of nonprofits; Contractor; Start date: 2025-02-20; 2 Hours per month/ 1 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 2023-05-19 |
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