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Timothy Dean Jr Herndon

49 Financial

Austin, TX

Atlanta, GA

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Current Employers
49 Financial

3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-05-09
  • GA RA
    APPROVED
    Since 2024-05-09

Branch Locations

3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States

3101 Cobb Pkwy Se Suite 124, Atlanta, GA 30339 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alabama Securities Commission Montgomery AL 05/2022 08/2022
49 Wealth Management Atlanta GA 06/2023 Present
Purshe Kaplan Sterling Investments Albany NY 06/2023 01/2024
Self-Employed: Pressure Washing Montgomery AL 05/2017 05/2021
Wynlakes Country Club Montgomery AL 05/2016 04/2017
Trinity Presbyterian School Montgomery AL 05/2013 05/2019
Auburn University Auburn AL 06/2019 05/2023
Oakwood Capital Securities, Inc. Minneapolis MN 07/2024 12/2024
  • 05/2022 → 08/2022
    Alabama Securities Commission
    Montgomery, AL
  • 06/2023 → Present
    49 Wealth Management
    Atlanta, GA
  • 06/2023 → 01/2024
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 05/2017 → 05/2021
    Self-Employed: Pressure Washing
    Montgomery, AL
  • 05/2016 → 04/2017
    Wynlakes Country Club
    Montgomery, AL
  • 05/2013 → 05/2019
    Trinity Presbyterian School
    Montgomery, AL
  • 06/2019 → 05/2023
    Auburn University
    Auburn, AL
  • 07/2024 → 12/2024
    Oakwood Capital Securities, Inc.
    Minneapolis, MN
Other Businesses

1) Calavan Motors-KWA, LLC / not investment related / 1301 Thornton Rd, Lithia Springs, GA 30122 / Kia vehicle dealership / window tinter / tints windows of the cars that are placed on the lot to be sold to customers / 12/02/2023 / 36 hours per month / 0 hours during securities trading hours / tinting windows on Saturdays 2) Financial Independence Group; investment related; 3101 Cobb Pkwy, Unit 201 Atlanta GA 30339 United States; Fixed insurance sells when it fits a clients needs; Fixed insurance agent; Fixed Insurance Sales; Start date: 2023-06-12; 100 Hours per month all during trading hours. 3) 25 Giving; Not Investment related; 3711 S Mopac Expy, Ste. 150 Austin TX 78746; Refer nonprofits to 25 Giving so they can help develop charitable plans for donors of nonprofits; Contractor; Start date: 2025-02-20; 2 Hours per month/ 1 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-04-29
S63 Uniform Securities Agent State Law Examination 2023-05-19
  • S65 Uniform Investment Adviser Law Examination
    2024-04-29
  • S63 Uniform Securities Agent State Law Examination
    2023-05-19
Other Names
  • Timothy Dean Herndon
  • Dean Herndon
  • Timothy Dean Herndon

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