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Galen Robert Lee

Robert W. Baird & Co. Incorporated

Grass Valley, CA

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-11-07
  • CA RA
    APPROVED
    Since 2025-11-07

Branch Locations

360 Sierra College Drive Suite 200, Grass Valley, CA 95945 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Briar Patch Food Co-Op Grass Valley CA 06/2017 06/2018
New Moon Cafe Nevada City CA 08/2018 02/2019
Prescott College Prescott AZ 02/2020 01/2025
The Hike Shack Prescott AZ 05/2021 06/2024
Bob Marshall Wilderness Foundation Hungry Horse MT 05/2022 08/2022
Baird Grass Valley CA 05/2023 08/2023
Americore Prescott AZ 08/2023 06/2024
Thompson House Eatery Jackson NH 08/2024 10/2024
Shovel Handle Pub Jackson NH 11/2024 11/2024
Black Mountain Jackson NH 12/2024 04/2025
Prescott College Prescott AZ 08/2019 05/2025
Forest Charter Nevada City CA 05/2016 08/2019
Baird Grass Valley CA 05/2025 Present
  • 06/2017 → 06/2018
    Briar Patch Food Co-Op
    Grass Valley, CA
  • 08/2018 → 02/2019
    New Moon Cafe
    Nevada City, CA
  • 02/2020 → 01/2025
    Prescott College
    Prescott, AZ
  • 05/2021 → 06/2024
    The Hike Shack
    Prescott, AZ
  • 05/2022 → 08/2022
    Bob Marshall Wilderness Foundation
    Hungry Horse, MT
  • 05/2023 → 08/2023
    Baird
    Grass Valley, CA
  • 08/2023 → 06/2024
    Americore
    Prescott, AZ
  • 08/2024 → 10/2024
    Thompson House Eatery
    Jackson, NH
  • 11/2024 → 11/2024
    Shovel Handle Pub
    Jackson, NH
  • 12/2024 → 04/2025
    Black Mountain
    Jackson, NH
  • 08/2019 → 05/2025
    Prescott College
    Prescott, AZ
  • 05/2016 → 08/2019
    Forest Charter
    Nevada City, CA
  • 05/2025 → Present
    Baird
    Grass Valley, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-06
  • S66 Uniform Combined State Law Examination
    2025-11-06
Other Names
  • Galen R Lee

View on SEC IAPD

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Other Investors

RICK LANE HANSEN
JANICE MICHELLE DUNN
PRESTON L DANIELLS
Kerry L Wright
JONATHAN HENRY LEE
Grayson D Miller
Stephen Eric Buschmann
KENNETH JAMES MEYERS

Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · GRASS VALLEY, CA
OSTROFE FINANCIAL CONSULTANTS INC · GRASS VALLEY, CA
SCINTO GROUP LLP · GRASS VALLEY, CA
LPL FINANCIAL LLC · GRASS VALLEY, CA
SCINTO GROUP LLP · GRASS VALLEY, CA
PROSPERITY CAPITAL ADVISORS · Grass Valley, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · GRASS VALLEY, CA
WELLS FARGO CLEARING SERVICES, LLC · GRASS VALLEY, CA

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