Janice Michelle Dunn

Employer firm

Robert W. Baird & Co. Incorporated CRD 8158

$394B regulatory AUM 19,985 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → Present
  Robert W. Baird & Co.
  Grass Valley, CA

Previous Registrations

• 2011-06-27 → 2015-01-16
  Partnervest Advisory Services Llc
  Penn Valley, CA
  Santa Barbara, CA
  Auburn, CA
• 2009-12-01 → 2011-05-05
  Cuso Financial Services, L.P.
  Eugene, OR
  Springfield, OR
• 2009-01-02 → 2009-12-02
  Raymond James Financial Services Advisors, Inc
  Saint Petersburg, FL
• 2007-09-05 → 2009-01-02
  Raymond James Financial Services, Inc.
  Eugene, OR
  Eugene, OR
• 2006-09-11 → 2008-12-31
  Carter And Carter Financial
  Eugene, OR

Other Businesses

Name: Lee & Dunn Real Estate; Not investment-related; Address: 15534 Ridge Estates Rd, Nevada City, CA 95959 Nature: Rental Property; Role: Partner; Start Date: 5/10/2018; Appx hrs: 1 hour a month (if that) rent check goes to bank; Hrs during trading: None; Duties: Landlord

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-12-18
• S63 Uniform Securities Agent State Law Examination
  2000-11-21

Designations

• Certified Financial Planner