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Joaquim Nally

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Tampa, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-12-01
FL RA APPROVED 2024-11-08
  • TX RA
    APPROVED_RES
    Since 2024-12-01
  • FL RA
    APPROVED
    Since 2024-11-08

Branch Locations

101 E Kennedy Blvd, Tampa, FL 33602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 06/2023 10/2024
Bmo Harris Bank Sarasota FL 04/2021 04/2023
Centier Bank Carmel IN 06/2019 03/2021
Bmo Harris Bank Indianapolis IN 06/2016 06/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tampa FL 10/2024 Present
Bank Of America, N.A. Tampa FL 01/2025 Present
  • 06/2023 → 10/2024
    Edward Jones
    St Louis, MO
  • 04/2021 → 04/2023
    Bmo Harris Bank
    Sarasota, FL
  • 06/2019 → 03/2021
    Centier Bank
    Carmel, IN
  • 06/2016 → 06/2019
    Bmo Harris Bank
    Indianapolis, IN
  • 10/2024 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Tampa, FL
  • 01/2025 → Present
    Bank Of America, N.A.
    Tampa, FL
Previous Registrations
  • 2023-09-21 → 2024-10-28
    Edward Jones
    St. Louis, MO
    Ruskin, FL
    St Petersburg, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-18
  • S66 Uniform Combined State Law Examination
    2023-09-18

View on SEC IAPD

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