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Current Employers
Strategic Financial Concepts, Llc

901 Ne Loop 410 Suite 100, San Antonio, TX 78209 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2008-11-13
  • TX RA
    APPROVED
    Since 2008-11-13

Branch Locations

901 Ne Loop 410 Suite 100, San Antonio, TX 78209 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Strategic Financial Concepts, Llc Round Rock TX 11/2008 Present
Lpl Financial, Llc Round Rock TX 09/2009 Present
Previous Registrations
  • 2006-03-23 → 2006-12-31
    Choice Advisory Group, Inc.
    Austin, TX
  • 2005-04-05 → 2006-07-03
    Choice Investments, Inc.
    Austin, TX
    Austin, TX
Other Businesses

1. 11/16/2009: REGISTERED INVESTMENT ADVISOR - STRATEGIC FINANCIAL CONCEPTS, LLC - (HYBRID RIA) COMPENSATION IS A PERCENTAGE OF THE ASSETS UNDER MANAGEMENT . COMPENSATION ALSO COMES FROM AN HOURLY FEE OR FLAT/FIXED FEE FROM A FINANCIAL PLAN. - TIME SPENT 40% - AUSTIN, TX. 2. 2/2/2010: NON-VARIABLE INSURANCE - NATIONAL FINANCIAL ALLIANCE - OFFER PROSPECTIVE CLIENTS LIFE, DISABILITY, AND FIXED ANNUITIES DEPENDING UPON THEIR WANTS AND NEEDS. - TIME SPENT 10% - AUSTIN, TX. 3. 11/5/2012: REAL ESTATE RENTAL - MANOR FITNESS PROPERTIES, LLC - ONE COMMERCIAL PROPERTY. NO RENTERS ARE CUSTOMERS OR ADVISORS. - TIME SPENT 1% - MANOR, TX. 4. 06/24/2013 - NFA WEALTH MANAGEMENT - DBA ONLY - NFA WEALTH MANAGEMENT - MARKETING NAME FOR SECURITIES AND FEE-BASED BUSINESS. I PROVIDE INVESTMENT ADVICE. - 10% OF TIME SPENT - AUSTIN, TX 5. 04/17/2014 - GEORGETOWN ASSET MANAGEMENT, LLC - FOR ACCOUNTING PURPOSES ONLY - LLC FOR TAX PURPOSES. - TIME SPENT 5% - AUSTIN, TX 6. 07/07/2016 - Strategic Financial Concepts, LLC - Registered Investment Advisor DBA - Red Oak Financial Asset Management - INV REL - Start 06/01/2016 - 2201 Double Creek Drive, 5005, Round Rock, TX 78664 - Investment Advisory Business Only - 80 Hr/Mo; 20 Hours During Securities Trading. 7. 4/26/2017 - No Business Name - Investment Related - Home Based - Other-Author - Co-Author - Started 04/01/17 - 5 Hours Per Month/0 Hours During Securities Trading - "Home Run Financial Planning". 8. 12/8/2017 - NFA Institutional Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/13/2017 - 10 Hours Per Month/0 Hours During Securities Trading. 9. 12/14/2017 - NFA Insurance - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/13/2017 - 10 Hours Per Month/0 Hours During Securities Trading. 10. 10/1/2020 - Strategic Financial Concepts, LLC - DBA: (Hybrid) Burnet Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 09/15/2020 - 40 Hours Per Month/30 Hours During Securities Trading. 11. 3/11/2021 - Manor Plaza, llc - Investment Related - Location/Address: NA - Real Estate Rental - Started 06/13/2017 - 0 Hours Per Month - Building has been completed and is partially leased.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-23
S63 Uniform Securities Agent State Law Examination 1999-06-12
  • S65 Uniform Investment Adviser Law Examination
    1999-07-23
  • S63 Uniform Securities Agent State Law Examination
    1999-06-12

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