Shannon Rose Mccarthy

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2023 → Present
  The Vanguard Group, Inc.
  Scottsdale, AZ
• 09/2022 → 07/2023
  Troon Country Club
  Scottsdale, AZ
• 08/2020 → Present
  Self Employed
  Scottsdale, AZ
• 07/2023 → Present
  Self Employed
  Tempe, AZ
• 01/2017 → 06/2020
  Ivor Andrew
  Wheaton, IL
• 06/2020 → 08/2020
  Unemployed
  Scottsdale, AZ
• 01/2017 → 06/2020
  Maximo Staffing, Inc.
  Chicago, IL
• 06/2016 → 06/2020
  New Century Model Llc
  Chicago, IL
• 03/2014 → 12/2019
  Mira Carpentersville Tan
  Carpentersville, IL
• 04/2010 → 12/2019
  Evani Bartlett Tan
  Bartlett, IL
• 08/2016 → 04/2018
  National Louis University
  Chicago, IL
• 08/2020 → 08/2022
  Nfm Lending
  Tempe, AZ

Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: SELF EMPLOYED NON-INVESTMENT RELATED ADDRESS (City/State): TEMPE, AZ NATURE OF BUSINESS: PROMOTIONAL EVENT STAFFING POSITION: CONTRACTED WITH PUSH MODEL AGENCY START DATE (Month/Year): 07/2023 APPROXIMATE HOURS PER MONTH: 10 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: BEVERAGE PRODUCT PROMOTION NAME OF BUSINESS: SELF EMPLOYED NON-INVESTMENT RELATED ADDRESS (City/State): SCOTTSDALE, AZ NATURE OF BUSINESS: DRIVER POSITION: CONTRACTED WITH INSTACART START DATE (Month/Year): 08/2020 APPROXIMATE HOURS PER MONTH: 10 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: DELIVERY DRIVER

Exams

• S66 Uniform Combined State Law Examination
  2023-10-12

Other Names

• Shannon R Mccarthy
• Shannon Mccarthy