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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-11-20
  • IL RA
    APPROVED
    Since 2024-11-20

Branch Locations

500 W. 22Nd Street, Oak Brook, IL 60523-1955 • United States

540 22Nd Street, Oak Brook, IL 60523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Oak Brook IL 06/2024 Present
Chipotle Indianapolis IN 09/2023 05/2024
Charles Schwab & Co., Inc. Chicago IL 06/2023 08/2023
Unemployed Indianapolis IN 08/2022 05/2023
Ariel Investments Chicago IL 06/2022 08/2022
Unemployed Louisville KY 07/2014 06/2022
Charles Schwab Bank, Ssb Oak Brook IL 03/2025 Present
  • 06/2024 → Present
    Oak Brook, IL
  • 09/2023 → 05/2024
    Chipotle
    Indianapolis, IN
  • 06/2023 → 08/2023
    Chicago, IL
  • 08/2022 → 05/2023
    Unemployed
    Indianapolis, IN
  • 06/2022 → 08/2022
    Ariel Investments
    Chicago, IL
  • 07/2014 → 06/2022
    Unemployed
    Louisville, KY
  • 03/2025 → Present
    Charles Schwab Bank, Ssb
    Oak Brook, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-20
  • S66 Uniform Combined State Law Examination
    2024-09-20

View on SEC IAPD

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