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3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-04-10 |
Branch Locations
3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Carport Coffee Co. | College Station | TX | 12/2022 | 04/2023 |
| Laity Lodge Youth Camp | Leaky | TX | 06/2019 | 08/2019 |
| American Campus Communities- Callaway House | College Station | TX | 06/2018 | 06/2019 |
| Second Baptist School | Houston | TX | 01/2013 | 05/2018 |
| Texas A&M | College Station | TX | 05/2018 | 12/2022 |
| 49 Wealth Management | Austin | TX | 04/2023 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 06/2023 | 01/2024 |
| Oakwood Capital Securities, Inc. | Minneapolis | MN | 07/2024 | 12/2024 |
1) Whole & Equal Co; Non-investment related; no current address as meetings take place over Zoom; Health and wellness company that helps people holistically get healthier; Health coach and nutritionist; provide fitness and health advice to customers for a fee. I work with another acquaintance as partners; Since 12/2022; 3 hours a week during my personal time. I will not spend any time on this business during securities trading hours. Duties include meeting with clients and curating social media content. 2) 49 Financial; Fixed Insurance. non-Investment Related. 916 S. Capital of Texas Hwy Suite 2.100 Austin, TX 78746. Fixed / Traditional Insurance. Insurance Agent. 06/2023. Hrs/month 4 all during trading hours. Sales of Fixed / Traditional insurance products.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 2023-05-08 |
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