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Camden Miracle

Spectrum Financial Alliance, Ltd., L.L.C.

Nicholasville, KY

CRD 7752465

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Employer firm

Spectrum Financial Alliance, Ltd., L.l.c. CRD 125147

$813M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Periodicals / newsletters
  • Educational seminars
  • INVESTMENT AND INSURANCE CONSULTING AND ESTATE PLANNING FACILITIATION

From the firm’s Form ADV. Read the guides:

Current Employers
Spectrum Financial Alliance, Ltd., L.L.C.

105 Wind Haven Drive, Nicholasville, KY 40356 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2023-07-24
  • KY RA
    APPROVED
    Since 2023-07-24

Branch Locations

105 Wind Haven Drive, Nicholasville, KY 40356 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Spectrum Financial Alliance Ltd Llc Nicholasville KY 09/2021 Present
University Of Kentucky Lexington KY 08/2018 12/2022
Bethlehem High School Bardstown KY 08/2014 05/2018
  • 09/2021 → Present
    Spectrum Financial Alliance Ltd Llc
    Nicholasville, KY
  • 08/2018 → 12/2022
    University Of Kentucky
    Lexington, KY
  • 08/2014 → 05/2018
    Bethlehem High School
    Bardstown, KY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-07-24
  • S65 Uniform Investment Adviser Law Examination
    2023-07-24
Designations
  • Certified Financial Planner

View on SEC IAPD

Nearby Firms

LPL FINANCIAL LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
PFS INVESTMENTS INC.

Nearby Investors

WILLIAM JAMES SEALEY
RANDALL LEE CHEWNING
LIBBY JOANN SLUSHER

Nearby Offices

LPL FINANCIAL LLC · NICHOLASVILLE, KY
STATE FARM INVESTMENT MANAGEMENT CORP. · Nicholasville, KY
PFS INVESTMENTS INC. · NICHOLASVILLE, KY

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