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Current Employers
Spectrum Financial Alliance, Ltd., L.L.C.

105 Wind Haven Drive, Nicholasville, KY 40356 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2023-07-24
  • KY RA
    APPROVED
    Since 2023-07-24

Branch Locations

105 Wind Haven Drive, Nicholasville, KY 40356 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Spectrum Financial Alliance Ltd Llc Nicholasville KY 09/2021 Present
University Of Kentucky Lexington KY 08/2018 12/2022
Bethlehem High School Bardstown KY 08/2014 05/2018
  • 09/2021 → Present
    Nicholasville, KY
  • 08/2018 → 12/2022
    University Of Kentucky
    Lexington, KY
  • 08/2014 → 05/2018
    Bethlehem High School
    Bardstown, KY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-07-24
  • S65 Uniform Investment Adviser Law Examination
    2023-07-24
Designations

View on SEC IAPD

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