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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-06 |
| KY | RA | APPROVED | 2023-06-02 |
Branch Locations
508 N. Main St Ste B, Nicholasville, KY 40356 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameritas Investment Corp | Lincoln | NE | 06/2012 | 08/2017 |
| Sealey Investment Group | Nicholasville | KY | 07/2012 | Present |
| Ameritas Life Insurance Corp | Lincoln | NE | 09/2015 | 08/2017 |
| Royal Alliance Associates | Jersey City | NJ | 08/2017 | 05/2023 |
| Lpl Financial Llc | Nicholasville | KY | 05/2023 | Present |
1) 04/2023 - SEALEY INVESTMENT GROUP, LLC - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - 10hrs/month - 80% time spent 2) 04/2023 - TOPS'L SUMMIT PROPERTY RENTAL - Real Estate Rental - Inv. Related - Miramar Beach, FL 32550 - Owner - Start Date 04/14/2023 - 5hrs/month - 1% time spent
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-04-25 |
| S63 | Uniform Securities Agent State Law Examination | 1999-11-15 |
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