Best Investors Account Sign in

Cody R Herring

Wells Fargo Clearing Services, LLC

Alton, IL

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-31
IL RA APPROVED 2025-02-04
  • TX RA
    APPROVED
    Since 2025-03-31
  • IL RA
    APPROVED
    Since 2025-02-04

Branch Locations

112 Homer Adams Pkwy, Alton, IL 62002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Target Alton IL 09/2015 05/2020
J.J. Thermos Bar & Grill East Alton IL 05/2020 09/2021
Applebees Bar & Grill Alton IL 09/2021 03/2024
Busey Bank Wealth Management Edwardsville IL 10/2022 05/2023
Busey Investment Services Edwardsville IL 05/2023 09/2023
Busey Bank Edwardsville IL 10/2022 01/2025
Raymond James Financial Services, Inc. Edwardsville IL 09/2023 01/2025
Busey Investment Services Edwardsville IL 09/2023 01/2025
Raymond James Financial Services Advisors, Inc Urbana IL 01/2024 01/2025
Wells Fargo Clearing Services, Llc Alton IL 01/2025 Present
  • 09/2015 → 05/2020
    Target
    Alton, IL
  • 05/2020 → 09/2021
    J.J. Thermos Bar & Grill
    East Alton, IL
  • 09/2021 → 03/2024
    Applebees Bar & Grill
    Alton, IL
  • 10/2022 → 05/2023
    Busey Bank Wealth Management
    Edwardsville, IL
  • 05/2023 → 09/2023
    Busey Investment Services
    Edwardsville, IL
  • 10/2022 → 01/2025
    Busey Bank
    Edwardsville, IL
  • 09/2023 → 01/2025
    Raymond James Financial Services, Inc.
    Edwardsville, IL
  • 09/2023 → 01/2025
    Busey Investment Services
    Edwardsville, IL
  • 01/2024 → 01/2025
    Raymond James Financial Services Advisors, Inc
    Urbana, IL
  • 01/2025 → Present
    Wells Fargo Clearing Services, Llc
    Alton, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-16
  • S66 Uniform Combined State Law Examination
    2024-01-16
Other Names
  • Cody Herring

View on SEC IAPD

Other Firms

CETERA INVESTMENT ADVISERS LLC
FINANCIAL PLANNING ADVISORS, INC.
EDWARD JONES
STATE FARM INVESTMENT MANAGEMENT CORP.
COPPELL ADVISORY SOLUTIONS LLC
THRIVENT INVESTMENT MANAGEMENT INC.
U.S. BANCORP ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS, LLC

Other Investors

STEPHEN STRINNI
ALFRED JEFFREY HICKS
Timothy Aaron Epps
DWIGHT DAVID TUNGETT
PATRICK R LOECHL
TIMOTHY ALAN BRUEGGEMAN
ROBERT THOMAS STEGEMEIER
TIMOTHY JASON RILEY

Other Offices

CETERA INVESTMENT ADVISERS LLC · ALTON, IL
FINANCIAL PLANNING ADVISORS, INC. · ALTON, IL
EDWARD JONES · ALTON, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Alton, IL
COPPELL ADVISORY SOLUTIONS LLC · Alton, IL
THRIVENT INVESTMENT MANAGEMENT INC. · Alton, IL
U.S. BANCORP ADVISORS, LLC · Alton, IL
EDWARD JONES · ALTON, IL

More in Alton, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor