Alfred Jeffrey Hicks

Current Employers

Financial Planning Advisors, Inc.

1600 Washington Avenue, Alton, IL 62002 • United States

Current Registrations

Authority	Category	Status	Date
NV	RA	APPROVED	2025-12-09
TX	RA	APPROVED	2012-03-01
MO	RA	APPROVED	2002-09-23
IL	RA	APPROVED	1998-07-27

NV RA
APPROVED

Since 2025-12-09
TX RA
APPROVED

Since 2012-03-01
MO RA
APPROVED

Since 2002-09-23
IL RA
APPROVED

Since 1998-07-27

Branch Locations

1600 Washington Ave, Alton, IL 62002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Financial Planning Advisors, Inc.	Alton	IL	05/1994	Present

05/1994 → Present

Financial Planning Advisors, Inc.

Alton, IL

Other Businesses

1-FINANCIAL PLANNING ADVISORS, INC; INVESTMENT RELATED; 1600 WASHINGTON AVE., ALTON, IL 62002; RIA FIRM; PRESIDENT; 5/12/1994; 220 HRS/MONTH; 6 HRS/DAY; COMPENSATION- FEES AND BONUS; FINANCIAL AND INVESTMENT ADVICE. 2-JEFF HICKS, CFP; NON- INVESTMENT RELATED; 1600 WASHINGTON AVE., ALTON, IL 62002; INSURANCE AND FIXED ANNUITY SALES; OWNER; 1/1/1991; 20 HRS/MONTH; 0 HRS/DAY; COMPENSATION-COMMISSIONS; IMPLEMENTATION OF INSURANCE PURCHASE RECOMMENDATIONS TO CLIENTS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-04-04
S63	Uniform Securities Agent State Law Examination	1991-02-04

S65 Uniform Investment Adviser Law Examination

1994-04-04
S63 Uniform Securities Agent State Law Examination

1991-02-04

Designations

Other Names

Jeff Hicks

View on SEC IAPD

Current Employers

Financial Planning Advisors, Inc.

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Names

Other Firms

Other Investors

Other Offices

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