Joann Marie Bernhart

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2013 → Present
  Wells Fargo Bank Na
  Floresville, TX
• 08/2014 → 11/2016
  Wells Fargo Advisors Llc
  Floresville, TX
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Floresville, TX

Previous Registrations

• 2011-01-03 → 2012-11-07
  Wells Fargo Clearing Services, Llc
  Seguin, TX
• 2003-12-12 → 2011-01-03
  Wells Fargo Investments, Llc
  San Antonio, TX
  San Antonio, TX
  Seguin, TX
  San Antonio, TX

Exams

• S66 Uniform Combined State Law Examination
  2003-12-04
• S63 Uniform Securities Agent State Law Examination
  1999-04-19

Other Names

• Joann M Boyden
• Joann M Bernhart