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Peter Martin De Luna

Wells Fargo Clearing Services, LLC

Pleasanton, TX

Houston, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-10-08
  • TX RA
    APPROVED
    Since 2015-10-08

Branch Locations

425 W Oaklawn Rd, Pleasanton, TX 78064 • United States

1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Pleasanton TX 07/2015 11/2016
Wells Fargo Bank, Na Pleasanton TX 09/2004 Present
Wells Fargo Clearing Services, Llc Pleasanton TX 11/2016 Present
  • 07/2015 → 11/2016
    Wells Fargo Advisors, Llc
    Pleasanton, TX
  • 09/2004 → Present
    Wells Fargo Bank, Na
    Pleasanton, TX
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Pleasanton, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-10-08
S63 Uniform Securities Agent State Law Examination 2015-09-16
  • S65 Uniform Investment Adviser Law Examination
    2015-10-08
  • S63 Uniform Securities Agent State Law Examination
    2015-09-16
Other Names
  • Peter De Luna

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
EDWARD JONES
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

JOANN MARIE BERNHART
Amber Dawn McGehee
Brandy M Martin
Odis Earl White
William Cody Prescott
Joshua G Verette
Michele M. Higginbotham
SCOTT ANTHONY LYSSY

Other Offices

LPL FINANCIAL LLC · Pleasanton, TX
EDWARD JONES · PLEASANTON, TX
EDWARD JONES · JOURDANTON, TX
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · FLORESVILLE, TX
EDWARD JONES · FLORESVILLE, TX
EDWARD JONES · FLORESVILLE, TX
WELLS FARGO CLEARING SERVICES, LLC · FLORESVILLE, TX

More in Pleasanton, TX

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