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William Cody Prescott

Edward Jones

Pleasanton, TX

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-09-17
  • TX RA
    APPROVED
    Since 2019-09-17

Branch Locations

205 N Bryant, Pleasanton, TX 78064 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 02/2019 06/2019
Symmetry Financial Group Swannanoa NC 10/2018 02/2019
Harrison Walker Harper Paris TX 10/2016 10/2018
Williams Oil And Energy Longview TX 12/2015 10/2016
Edward Jones St.LOuis MO 09/2019 Present
  • 02/2019 → 06/2019
    St Louis, MO
  • 10/2018 → 02/2019
    Symmetry Financial Group
    Swannanoa, NC
  • 10/2016 → 10/2018
    Harrison Walker Harper
    Paris, TX
  • 12/2015 → 10/2016
    Williams Oil And Energy
    Longview, TX
  • 09/2019 → Present
    St.LOuis, MO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-07-26
S65 Uniform Investment Adviser Law Examination 2019-06-25
  • S63 Uniform Securities Agent State Law Examination
    2019-07-26
  • S65 Uniform Investment Adviser Law Examination
    2019-06-25

View on SEC IAPD

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