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Stephanie S Kim

Raymond James & Associates, Inc.

Beverly Hills, CA

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-08-20
  • CA RA
    APPROVED
    Since 2024-08-20

Branch Locations

9595 Wilshire Blvd. Suite 801 And 200, Beverly Hills, CA 90212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Beverly Hills CA 08/2024 Present
Raymond James & Associates Beverly Hills CA 10/2023 08/2024
Elite Prep Los Angeles CA 03/2022 12/2022
Elite Prep Los Angeles CA 06/2022 12/2022
Student Riverside CA 10/2013 03/2022
Student Los Angeles CA 09/2019 10/2023
Raymond James & Associates Beverly Hills CA 06/2023 10/2023
  • 08/2024 → Present
    Raymond James & Associates
    Beverly Hills, CA
  • 10/2023 → 08/2024
    Raymond James & Associates
    Beverly Hills, CA
  • 03/2022 → 12/2022
    Elite Prep
    Los Angeles, CA
  • 06/2022 → 12/2022
    Elite Prep
    Los Angeles, CA
  • 10/2013 → 03/2022
    Student
    Riverside, CA
  • 09/2019 → 10/2023
    Student
    Los Angeles, CA
  • 06/2023 → 10/2023
    Raymond James & Associates
    Beverly Hills, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-16
  • S66 Uniform Combined State Law Examination
    2024-08-16

View on SEC IAPD

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