Seongu Lee

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-01-08
CA	RA	APPROVED	2025-12-01

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Unemployed	San Jose	CA	01/2015	08/2020
Vons Sj Llc	San Jose	CA	12/2020	01/2021
Vons Chicken	San Jose	CA	09/2020	09/2021
Chimek	Santa Clara	CA	04/2023	01/2024
Unemployed	Camarillo	CA	10/2021	08/2022
Daebak	Santa Clara	CA	09/2022	12/2022
Woosung America Corp	Hayward	CA	01/2023	03/2023
Jpmorgan Chase Bank, N.A.	San Jose	CA	08/2023	09/2025
J.P. Morgan Securities Llc	San Jose	CA	01/2025	09/2025
Chimek	Santa Clara	CA	10/2020	09/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated	San Jose	CA	09/2025	Present
Bank Of America, N.A.	San Jose	CA	11/2025	Present

01/2015 → 08/2020

Unemployed

San Jose, CA
12/2020 → 01/2021

Vons Sj Llc

San Jose, CA
09/2020 → 09/2021

Vons Chicken

San Jose, CA
04/2023 → 01/2024

Chimek

Santa Clara, CA
10/2021 → 08/2022

Unemployed

Camarillo, CA
09/2022 → 12/2022

Daebak

Santa Clara, CA
01/2023 → 03/2023

Woosung America Corp

Hayward, CA
08/2023 → 09/2025

Jpmorgan Chase Bank, N.A.

San Jose, CA
01/2025 → 09/2025

J.P. Morgan Securities Llc

San Jose, CA
10/2020 → 09/2021

Chimek

Santa Clara, CA
09/2025 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Jose, CA
11/2025 → Present

Bank Of America, N.A.

San Jose, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-12-01
S63	Uniform Securities Agent State Law Examination	2025-02-19

Other Firms