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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-02-03 |
| AZ | RA | APPROVED | 2023-06-09 |
Branch Locations
438 East El Camino Real, Sunnyvale, CA 94087-1938 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Sun City | AZ | 07/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Sun City | AZ | 11/2016 | 07/2021 |
| Charles Schwab & Co., Inc. | Sunnyvale | CA | 07/2021 | Present |
(1) SAENZ & BROWN, LLC; MEMBER/ MANAGER; START DATE: 11/04/2009; GOODYEAR; AZ; RENT PROPERTY TO TENANTS; GENERALLY LESS THAN 20 HOURS PER MONTH; NOT INVESTMENT RELATED. (2) 2514 WEST BUTLER LLC; MEMBER/ MANAGER; START DATE: 07/29/2010; GOODYEAR; AZ; RENT PROPERTY TO TENANTS; GENERALLY LESS THAN 20 HOURS PER MONTH; NOT INVESTMENT RELATED. (3) VERNON TOWNHOME, LLC; MEMBER/ MANAGER; START DATE: 12/21/2020; GOODYEAR, AZ; RENT PROPERTY TO TENANTS; GENERALLY LESS THAN 20 HOURS PER MONTH; NOT INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 2006-08-24 |
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