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Benjamin Jay Lundquist

Charles Schwab & Co., Inc.

Sunnyvale, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-03-30
  • CA RA
    APPROVED
    Since 2021-03-30

Branch Locations

438 East El Camino Real, Sunnyvale, CA 94087-1938 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Us Bank Los Gatos CA 05/2017 05/2020
U.S. Bancorp Investments, Inc. Los Gatos CA 05/2017 05/2020
Unemployed San Jose CA 02/2016 05/2017
Td Ameritrade Cupertino CA 06/2020 01/2021
Charles Schwab & Co., Inc. Sunnyvale CA 03/2021 Present
Charles Schwab Bank, Ssb Sunnyvale CA 03/2021 Present
  • 05/2017 → 05/2020
    Us Bank
    Los Gatos, CA
  • 05/2017 → 05/2020
    U.S. Bancorp Investments, Inc.
    Los Gatos, CA
  • 02/2016 → 05/2017
    Unemployed
    San Jose, CA
  • 06/2020 → 01/2021
    Td Ameritrade
    Cupertino, CA
  • 03/2021 → Present
    Charles Schwab & Co., Inc.
    Sunnyvale, CA
  • 03/2021 → Present
    Charles Schwab Bank, Ssb
    Sunnyvale, CA
Previous Registrations
  • 2020-06-16 → 2021-01-11
    Td Ameritrade, Inc.
    Cupertino, CA
  • 2020-06-16 → 2020-12-31
    Td Ameritrade Investment Management, Llc
    Cupertino, CA
  • 2017-08-02 → 2020-05-15
    U.S. Bancorp Investments, Inc.
    San Jose, CA
    San Jose, CA
    Campbell, CA
    Los Gatos, CA
  • 2012-06-08 → 2014-10-27
    Strategic Advisers Llc
    Campbell, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-02
S63 Uniform Securities Agent State Law Examination 2007-06-11
  • S66 Uniform Combined State Law Examination
    2017-08-02
  • S63 Uniform Securities Agent State Law Examination
    2007-06-11
Other Names
  • Benjamin J Lundquist
  • Ben Lundquist

View on SEC IAPD

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Other Investors

Melissa M Drago
MARTIN LOPEZ
RYAN MICHAEL BROWN
ABHISHEK GUPTA
Xiaosheng Mei
Anastasia J Schmidt
ALEXANDER KILIAN ECKERT
RANDY RIGOBERTO MANZANARES

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Sunnyvale, CA
LPL FINANCIAL LLC · SUNNYVALE, CA
EDWARD JONES · SUNNYVALE, CA
STRATEGIC ADVISERS LLC · SUNNYVALE, CA
SV TECH VENTURES, INC. · SUNNYVALE, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Sunnyvale, CA
U.S. BANCORP ADVISORS, LLC · Sunnyvale, CA
J.P. MORGAN SECURITIES LLC · SUNNYVALE, CA

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