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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-06-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Larosa's Pizzeria | Cincinnati | OH | 06/2018 | 05/2023 |
| Fidelity | Covington | KY | 05/2023 | 04/2024 |
| Colerain High School | Cincinnati | OH | 08/2016 | 06/2020 |
| University Of Cincinnati | Cincinnati | OH | 08/2020 | 05/2023 |
| Lcnb National Bank | Cincinnati | OH | 04/2024 | Present |
| Lpl Financial Llc | Cincinnati | OH | 04/2024 | Present |
1) 04/2024 - LCNB Investment Services / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-06-04 |
| S63 | Uniform Securities Agent State Law Examination | 2023-08-16 |
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