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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-07-09 |
| TX | RA | APPROVED | 2026-07-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Greater Philadelphia (Mml Investors Services, Llc) | Radnor | PA | 07/2024 | 01/2026 |
| Massmutual Greater Philadelphia | Radnor | PA | 01/2024 | 04/2026 |
| West Chester University Of Pennsylvania | West Chester | PA | 01/2022 | 05/2024 |
| Montgomery County Community College | Blue Bell | PA | 08/2020 | 12/2021 |
| Pope John Paul Ii | Royersford | PA | 08/2016 | 06/2020 |
| Northwestern Mutual Eastern Pennsylvania | King Of Prussia | PA | 06/2023 | 12/2023 |
| The Vanguard Group, Inc. | Malvern | PA | 06/2026 | Present |
| Vanguard Marketing Corporation | Malvern | PA | 06/2026 | Present |
| Vista Wealth Solutions | Radnor | PA | 01/2024 | 04/2026 |
| Vanguard Advisers, Inc. | Melvern | PA | 06/2026 | Present |
NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: CITY, STATE NATURE OF BUSINESS: ACCIDENT AND HEALTH INSURANCE LICENSE POSITION: N/A START DATE: 06/2023 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: CITY, STATE NATURE OF BUSINESS: LIFE AND FIXED ANNUITIES INSURANCE LICENSE POSITION: N/A START DATE: 06/2023 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: CITY, STATE NATURE OF BUSINESS: VARIABLE LIFE AND VARIABLE ANNUITY INSURANCE LICENSE POSITION: N/A START DATE: 05/2025 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-02-03 |
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