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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2023-09-05
  • VA RA
    APPROVED
    Since 2023-09-05

Branch Locations

307 E Market St Ste 100, Leesburg, VA 20176 • United States

Leesburg, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Mc Lean VA 05/2023 Present
Capital One Financial Mclean VA 12/2003 01/2023
Unemployed Leesburg VA 02/2023 04/2023
Other Businesses

Outside Employment; F&M Ventures, LLC; I will be listed as one of the managers of the LLC within the operating agreement.; Real Estate; 22542 Wilderness Acres Cir, , Leesburg, VA, 20175; Investment-Related; 03/30/2024; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-01
  • S66 Uniform Combined State Law Examination
    2023-09-01
Designations
Other Names
  • Greg Frese
  • Gregory Frese
  • Greg Frese

View on SEC IAPD

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