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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-08-27
  • SC RA
    APPROVED
    Since 2024-08-27

Branch Locations

2711 Middleburg Dr Ste 313C, Columbia, SC 29204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed & Grade School Student Little River SC 08/2013 05/2018
Daisy Cotton Kitchen Co. (Ledo Pizza) North Myrtle Beach, Sc SC 06/2018 08/2018
Academy Of Arts Science & Technology Myrtle Beach SC 08/2016 08/2020
Midtown Bistro North Myrtle Beach SC 06/2019 08/2019
Tri-County Technical College Pendleton SC 08/2020 05/2021
Boulineaus (Frank's Ice Llc) North Myrtle Beach SC 06/2021 08/2022
Clemson University Clemson SC 08/2021 05/2024
The Reserve At Lake Keowee Sunset SC 08/2023 05/2024
Lpl Financial Columbia SC 06/2024 Present
  • 08/2013 → 05/2018
    Unemployed & Grade School Student
    Little River, SC
  • 06/2018 → 08/2018
    Daisy Cotton Kitchen Co. (Ledo Pizza)
    North Myrtle Beach, Sc, SC
  • 08/2016 → 08/2020
    Academy Of Arts Science & Technology
    Myrtle Beach, SC
  • 06/2019 → 08/2019
    Midtown Bistro
    North Myrtle Beach, SC
  • 08/2020 → 05/2021
    Tri-County Technical College
    Pendleton, SC
  • 06/2021 → 08/2022
    Boulineaus (Frank's Ice Llc)
    North Myrtle Beach, SC
  • 08/2021 → 05/2024
    Clemson University
    Clemson, SC
  • 08/2023 → 05/2024
    The Reserve At Lake Keowee
    Sunset, SC
  • 06/2024 → Present
    Lpl Financial
    Columbia, SC
Other Businesses

1. 07/09/2024- By Design Wealth Management- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location(s) - Start Date 6/3/2024 - 173.3 hours per month/ 6.5 hours during trading 2. 06/05/2026 - Frank's Ice LLC (Boulineaus) -Outside/W-2 Employment - Not Investment Related - North Myrtle Beach, SC - Start Date 05/29/2026 - 32 hours per month/ 0 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-26
  • S66 Uniform Combined State Law Examination
    2024-08-26
Other Names
  • Cory Alexander Thompson

View on SEC IAPD

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