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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2007-04-12 |
Branch Locations
Two Portland Square 5Th Floor, Portland, ME 04101-4088 • United States
Casco, ME • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Portland | ME | 03/2008 | Present |
(1) TASTEFUL THINGS ADDRESS: 32 MAIN STREET, BRIDGETON, ME BUSINESS DESCRIPTION: SPECIALTY FOODS NOT INVESTMENT RELATED. START DATE: 04/01/2015 CAPACITY: OWNER-ACTIVE DUTIES: BUDGETING AND MARKETING OVERSIGHT HOURS DEVOTED PER WEEK: 16 TIME DEVOTED DURING TRADING HOURS: NONE (2) CARROLL COUNTY YMCA/CAMP HUCKINS; ADDRESS: 17 CAMP HUCKINS RD., FREEDOM, NH 03836; BUSINESS DESCRIPTION: YMCA AND CAMP FOR GIRLS; NOT INVESTMENT RELATED; START DATE: 06/01/2017; CAPACITY: COMMITTEE/COUNCIL MEMBER; DUTIES: INVESTMENT POLICY REVIEW; HOURS DEVOTED PER WEEK: COMMITTEE MEETS TWICE YEARLY; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-04-14 |
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