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Robert Thomas

Empirical Wealth Management

Seattle, WA

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Current Employers
Empirical Wealth Management

1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2023-07-05
  • WA RA
    APPROVED
    Since 2023-07-05

Branch Locations

1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Empirical Wealth Management Seattle WA 08/2021 06/2022
Empirical Wealth Management Seattle WA 06/2022 Present
King County Finance & Business Operations Department Seattle WA 06/2021 08/2021
Seattle University Seattle WA 09/2020 03/2022
Seattle Children's Research Institute Seattle WA 05/2019 10/2020
Joey Restaurant Group Seattle WA 07/2018 12/2018
Swedish Medical Center Otolaryngology Seattle WA 07/2018 05/2019
University Of Washington Housing & Food Services Seattle WA 09/2017 06/2018
University Of Washington Department Of Biological Structure Seattle WA 05/2016 08/2017
University Of Washington Seattle WA 09/2014 06/2018
  • 08/2021 → 06/2022
    Seattle, WA
  • 06/2022 → Present
    Seattle, WA
  • 06/2021 → 08/2021
    King County Finance & Business Operations Department
    Seattle, WA
  • 09/2020 → 03/2022
    Seattle University
    Seattle, WA
  • 05/2019 → 10/2020
    Seattle Children's Research Institute
    Seattle, WA
  • 07/2018 → 12/2018
    Joey Restaurant Group
    Seattle, WA
  • 07/2018 → 05/2019
    Swedish Medical Center Otolaryngology
    Seattle, WA
  • 09/2017 → 06/2018
    University Of Washington Housing & Food Services
    Seattle, WA
  • 05/2016 → 08/2017
    University Of Washington Department Of Biological Structure
    Seattle, WA
  • 09/2014 → 06/2018
    University Of Washington
    Seattle, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-07-05
  • S65 Uniform Investment Adviser Law Examination
    2023-07-05

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