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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-12-22 |
| IN | RA | APPROVED | 2023-10-25 |
Branch Locations
500 Frederica Street, Owensboro, KY 42301 • United States
3205 Frederica Street, Owensboro, KY 42301 • United States
8422 Bell Oaks Drive, Newburgh, IN 47630 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank | Evansville | IN | 03/2021 | Present |
| Target | Evansville | IN | 03/2020 | 03/2021 |
| Check-6 | Fort Worth | TX | 02/2018 | 02/2020 |
| Phone Surgeons | Evansville | IN | 03/2014 | 02/2018 |
| Fifth Third Securities | Evansville | IN | 05/2023 | Present |
Nah Ya Aunty's - CHANDLER,IN,47610 - custom spice blender - owner - 16 hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-10-25 |
| S63 | Uniform Securities Agent State Law Examination | 2023-09-18 |
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