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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-09-28 |
| TX | RA | APPROVED_RES | 2020-09-25 |
Branch Locations
2700 N Military Trl Ste 390, Boca Raton, FL 33431 • United States
Boca Raton, FL • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Baca Raton | FL | 04/2011 | 09/2020 |
| Ameriprise Financial Services, Llc | Boca Raton | FL | 09/2020 | Present |
Business Ownership; Kosty Resource Management; Manage the business; See above; 2700 North Military Trail, Suite 390, Boca Raton, FL, 33431; Not Investment-Related; 03/12/2021; 40 to 59 hours per month; 20 to 39 during trading hours. Outside Employment; Kosty Resource Management; Managing Partner - Owner; Administrative; 2700 North Military Trail, Suite 390, Boca Raton, FL, 33431; Not Investment-Related; 03/25/2021; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-04-27 |
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