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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-30
  • TX RA
    APPROVED
    Since 2024-08-30

Branch Locations

607 W 3Rd St, Austin, TX 78701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Austin TX 06/2024 Present
University Of Texas At Austin Austin TX 08/2020 05/2024
Gap. Inc Austin TX 08/2021 12/2021
Doordash Austin TX 05/2024 Present
Tj Maxx And Homegoods Highland Village TX 12/2019 02/2020
Steinmart Highland Village TX 08/2019 11/2019
Footlocker Grapevine TX 11/2018 05/2019
Whataburger Hickory Creek TX 08/2018 11/2018
Charles Schwab Austin TX 06/2023 08/2023
Guyer High School Denton TX 08/2016 08/2020
Bank Of America, N.A. Austin TX 08/2024 Present
  • 06/2024 → Present
    Austin, TX
  • 08/2020 → 05/2024
    University Of Texas At Austin
    Austin, TX
  • 08/2021 → 12/2021
    Gap. Inc
    Austin, TX
  • 05/2024 → Present
    Doordash
    Austin, TX
  • 12/2019 → 02/2020
    Tj Maxx And Homegoods
    Highland Village, TX
  • 08/2019 → 11/2019
    Steinmart
    Highland Village, TX
  • 11/2018 → 05/2019
    Footlocker
    Grapevine, TX
  • 08/2018 → 11/2018
    Whataburger
    Hickory Creek, TX
  • 06/2023 → 08/2023
    Charles Schwab
    Austin, TX
  • 08/2016 → 08/2020
    Guyer High School
    Denton, TX
  • 08/2024 → Present
    Bank Of America, N.A.
    Austin, TX
Other Businesses

Name: DoorDashNot investment relatedAddress of the other business: Austin, TexasNature of the other business: DeliveryYour position: Delivery personTitle, or relationship: EmployeeStart date: May 15th , 2024Approximate number of hours/month:15Number of hours you devote during securities trading hours: 0Briefly describe your duties relating to the other business: I delivered food on a scooter I*2502262, Entity Type: Entity For Profit, Name of OBA: Odyssey Track Club, Address: Austin, Texas, 78745, Investment Related: N, Position, Title, Association: Director, Employee, Employee State Date: 06/03/2025, No Hours: 10 Weekly, No Hours during Trading: 0 Weekly, Duties: I provide people instruction on how to run faster so that they compete at the collegiate or amateur level.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-29
  • S66 Uniform Combined State Law Examination
    2024-08-29
Other Names
  • Caleb M Hulbin

View on SEC IAPD

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