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1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-06-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Bank N.A. | Hartford | CT | 05/2026 | Present |
| Td Private Client Wealth Llc | Hartford | CT | 05/2026 | Present |
| Student | Grambling | LA | 08/2020 | Present |
| Walmart | Hartford | CT | 07/2022 | 08/2022 |
| Theparkingspot | Windsor Locks | CT | 05/2021 | 08/2021 |
| Ups | Hartford | CT | 11/2020 | 12/2020 |
| Grambling State University Campus Living | Grambling | LA | 08/2021 | Present |
| Hoffman Summerwood | West Hartford | CT | 10/2019 | 03/2020 |
| Bloomfield High School | Bloomfiled | CT | 08/2016 | 05/2020 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2023 | 05/2026 |
| Northwestern Mutual Investment Services Llc | West Hartford | CT | 08/2025 | 05/2026 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2026 | 05/2026 |
1. Grambling State University Campus Living , Not Investment-related, 403 Main Street, Grambling, LA, USA, 71245, Job starts when I return back on campus in August, Start Date: 08/01/2021, 20 hrs per week, 0 trading hrs per week, Campus job, Duties: Enforce campus policies provide support and resource Promote a positive and inclusive living environment for residents in assigned buildings.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-06-03 |
| S63 | Uniform Securities Agent State Law Examination | 2026-02-20 |
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