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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2026-04-30
  • DC RA
    APPROVED
    Since 2026-04-30

Branch Locations

1700 M Street Nm 5Th Floor, Washington, DC 20036 • United States

1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T Rowe Price Owings Mills MD 05/2024 01/2026
Mount St Mary's University Emmitsburg MD 09/2023 05/2024
The Bulfinch Group Needham MA 06/2023 09/2023
Mount St. Mary's University Emmitsburg MD 08/2022 06/2023
Hometown Heat And Ac Willards MD 05/2022 08/2022
Mount St. Mary's University Emmitsburg MD 08/2021 05/2022
High Sierra Pools Hopkinton MA 05/2021 08/2021
Mount St. Mary's University Emmitsburg MD 08/2020 05/2021
High Sierra Pools Hopkinton MA 05/2020 08/2020
Holliston High School Holliston MA 08/2019 05/2020
High Sierra Pools Hopkinton MA 05/2019 08/2019
Holliston High School Holliston MA 08/2018 05/2019
High Sierra Pools Hopkinton MA 05/2018 08/2018
Kent County High School Worton MD 08/2017 05/2018
Kent County Parks And Recreation Worton MD 05/2017 08/2017
Kent County High School Worton MD 08/2016 05/2017
Ubs Financial Services Inc. Washington DC 01/2026 Present
  • 05/2024 → 01/2026
    T Rowe Price
    Owings Mills, MD
  • 09/2023 → 05/2024
    Mount St Mary's University
    Emmitsburg, MD
  • 06/2023 → 09/2023
    The Bulfinch Group
    Needham, MA
  • 08/2022 → 06/2023
    Mount St. Mary's University
    Emmitsburg, MD
  • 05/2022 → 08/2022
    Hometown Heat And Ac
    Willards, MD
  • 08/2021 → 05/2022
    Mount St. Mary's University
    Emmitsburg, MD
  • 05/2021 → 08/2021
    High Sierra Pools
    Hopkinton, MA
  • 08/2020 → 05/2021
    Mount St. Mary's University
    Emmitsburg, MD
  • 05/2020 → 08/2020
    High Sierra Pools
    Hopkinton, MA
  • 08/2019 → 05/2020
    Holliston High School
    Holliston, MA
  • 05/2019 → 08/2019
    High Sierra Pools
    Hopkinton, MA
  • 08/2018 → 05/2019
    Holliston High School
    Holliston, MA
  • 05/2018 → 08/2018
    High Sierra Pools
    Hopkinton, MA
  • 08/2017 → 05/2018
    Kent County High School
    Worton, MD
  • 05/2017 → 08/2017
    Kent County Parks And Recreation
    Worton, MD
  • 08/2016 → 05/2017
    Kent County High School
    Worton, MD
  • 01/2026 → Present
    Washington, DC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-15
S63 Uniform Securities Agent State Law Examination 2024-08-28
  • S66 Uniform Combined State Law Examination
    2025-05-15
  • S63 Uniform Securities Agent State Law Examination
    2024-08-28
Other Names
  • Adam Vaughn Macleod

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