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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2026-06-16
  • IN RA
    APPROVED
    Since 2026-06-16

Branch Locations

8900 Keystone Crossing Suite 300, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Indiana University Recreational Sports Bloomington IN 08/2023 05/2024
Indiana University Recreational Sports Bloomington IN 08/2022 05/2023
Full Time Education Bloomington IN 08/2020 12/2023
Lippert Co. - Plant 39B Mishawaka IN 05/2021 08/2021
Full Time Education South Bend IN 08/2017 05/2020
Full Time Education Vancouver WA 08/2016 06/2017
Pinehurst Pinehurst NC 05/2022 08/2022
Yesterday's Food And Spirits Granger IN 11/2018 06/2019
Yesterday's Food And Spirits Granger IN 06/2019 07/2020
Charles Schwab & Co., Inc. Indianapolis IN 01/2024 06/2026
Schwab Wealth Advisory Inc. Indianapolis IN 02/2026 06/2026
Stifel, Nicolaus & Company, Incorporated Indianapolis IN 06/2026 Present
  • 08/2023 → 05/2024
    Indiana University Recreational Sports
    Bloomington, IN
  • 08/2022 → 05/2023
    Indiana University Recreational Sports
    Bloomington, IN
  • 08/2020 → 12/2023
    Full Time Education
    Bloomington, IN
  • 05/2021 → 08/2021
    Lippert Co. - Plant 39B
    Mishawaka, IN
  • 08/2017 → 05/2020
    Full Time Education
    South Bend, IN
  • 08/2016 → 06/2017
    Full Time Education
    Vancouver, WA
  • 05/2022 → 08/2022
    Pinehurst
    Pinehurst, NC
  • 11/2018 → 06/2019
    Yesterday's Food And Spirits
    Granger, IN
  • 06/2019 → 07/2020
    Yesterday's Food And Spirits
    Granger, IN
  • 01/2024 → 06/2026
    Indianapolis, IN
  • 02/2026 → 06/2026
    Indianapolis, IN
  • 06/2026 → Present
    Indianapolis, IN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-26
S63 Uniform Securities Agent State Law Examination 2024-07-31
  • S66 Uniform Combined State Law Examination
    2025-11-26
  • S63 Uniform Securities Agent State Law Examination
    2024-07-31

View on SEC IAPD

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