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Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-12-19
  • NY RA
    APPROVED
    Since 2024-12-19

Branch Locations

1303 Main Street, Port Jefferson, NY 11777 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Digiovanna Bros Landscaping Inc. Brightwaters NY 06/2018 07/2024
Coastline Wealth Managment Port Jefferson NY 05/2023 06/2024
Hofstra University Hempstead NY 08/2020 05/2024
Kestra Investment Services, Llc Port Jefferson NY 07/2024 Present
Hauppauge High School Hauppauge NY 09/2016 06/2020
Kestra Advisory Services, Llc Port Jefferson NY 12/2024 Present
  • 06/2018 → 07/2024
    Digiovanna Bros Landscaping Inc.
    Brightwaters, NY
  • 05/2023 → 06/2024
    Coastline Wealth Managment
    Port Jefferson, NY
  • 08/2020 → 05/2024
    Hofstra University
    Hempstead, NY
  • 07/2024 → Present
    Kestra Investment Services, Llc
    Port Jefferson, NY
  • 09/2016 → 06/2020
    Hauppauge High School
    Hauppauge, NY
  • 12/2024 → Present
    Port Jefferson, NY
Other Businesses

Name: ICE HOCKEY OFFICIAL POSITION: On Ice Offical NATURE: Ice Hockey Official INVESTMENT RELATED: No # OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 01/20/2016 ADDRESS: 3 Glenwood Drive, Hauppauge NY 11788 DESCRIPTION: Work part time as an independent contractor officiating hockey games ranging from youth to college club and adult. Name: COASTLINE WEALTH MANAGEMENT POSITION: Client Service Specialist NATURE: Registered Field Assistant INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/22/2024 ADDRESS: 1303 Main Street, Port Jefferson NY 11777 DESCRIPTION: Assist financial advisors in servicing their clients and prospects. Also support advisors who are transitioning to the firm. Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 12/16/2024 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: DIGIOVANNA BROS LANDSCAPING INC POSITION: Laborer NATURE: Landscaping INVESTMENT RELATED: No # OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 06/21/2025 ADDRESS: 135 Orinoco Drive, Brightwaters NY 11718, United States DESCRIPTION: Perform labor and operate landscaping equipment on an as needed basis. This is a family run business that I will occasionally work for on weekends and I will not work during market hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-16
  • S66 Uniform Combined State Law Examination
    2024-12-16
Designations
  • Certified Financial Planner

View on SEC IAPD

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