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Private Advisor Group, LLC CRD 155216
$44.3B regulatory AUM 1,033 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-11-06 |
| KY | RA | APPROVED | 2024-01-29 |
Branch Locations
9300 Shelbyville Rd, Ste 915, Louisville, KY 40222 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Louisville | KY | 05/2023 | Present |
| Navy | Norfolk | VA | 06/2016 | 04/2019 |
| Navy | Virginia Beach | VA | 04/2019 | 05/2023 |
| Navy | Louisville | KY | 05/2023 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 01/2024 | Present |
1) 08/03/2023 - Real Estate Rental - Owner - VA 23462 - Investment related - 2 Hours per month - Start date: 02/01/2020. 2) 08/03/2023 - SunHarbor Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 3) 04/24/2024 - Private Advisor Group - Registered Investment Advisor - Investment Related - At Reported Business Location(s) - Start Date 04/10/2024 - 40 Hours Per Month/ During Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 4/2024. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 06/11/2024 - Elite Planning - Non-Inv Related - Business Entity For Tax/Investment Purposes Only - Started: 6/11/2024.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-01-24 |
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