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Current Employers
Prosperity Capital Advisors

30400 Detroit Road Suite 201, Westlake, OH 44145 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-10-25
  • IN RA
    APPROVED
    Since 2024-10-25

Branch Locations

30400 Detroit Road Suite 201, Westlake, OH 44145 • United States

222 Indianapolis Blvd. Suite 201, Schwereville, IN 46375 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sam's Club Merrillville IN 06/2019 06/2020
Amazon Skokie IL 06/2021 10/2021
Fedex Ground Niles IL 10/2022 06/2023
Student Indianapolis IN 08/2018 08/2022
Student Gary IN 08/2012 08/2018
C2P Capital Advisory Group, Llc Dba Prosperity Capital Advisors Westlake OH 10/2024 Present
Hammer Financial Group (D.b.a. For Advisory Business) Schereville IN 10/2024 Present
Hammer Financial Group Schereville IN 01/2023 10/2024
  • 06/2019 → 06/2020
    Sam's Club
    Merrillville, IN
  • 06/2021 → 10/2021
    Amazon
    Skokie, IL
  • 10/2022 → 06/2023
    Fedex Ground
    Niles, IL
  • 08/2018 → 08/2022
    Student
    Indianapolis, IN
  • 08/2012 → 08/2018
    Student
    Gary, IN
  • 10/2024 → Present
    C2P Capital Advisory Group, Llc Dba Prosperity Capital Advisors
    Westlake, OH
  • 10/2024 → Present
    Hammer Financial Group (D.b.a. For Advisory Business)
    Schereville, IN
  • 01/2023 → 10/2024
    Hammer Financial Group
    Schereville, IN
Other Businesses

1) Mr. Griswold is a licensed insurance agent conducting business from his registered location. In this capacity, he may offer fixed insurance products including but not to limited life insurance, annuities, disability insurance, long term care insurance and Medicare supplements and receives normal and customary commissions as a result of any sales. In addition, he may receive other compensation such as fixed life trails. Mr. Griswold spends approx. 10 hrs/week during trading hours on this activity.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-09-23
  • S65 Uniform Investment Adviser Law Examination
    2024-09-23

View on SEC IAPD

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