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Joshua Thomas Chicoine

Upleft Asset Management

Port Angeles, WA

Niskayuna, NY

CRD 7744230

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Employer firm

Upleft Asset Management CRD 298637

$54.4M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Upleft Asset Management

228 West First Street Suite P, Port Angeles, WA 98362 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-04-16
  • NY RA
    APPROVED
    Since 2026-04-16

Branch Locations

228 West First Street Suite P, Port Angeles, WA 98362 • United States

Niskayuna, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Upleft Asset Management Port Angeles WA 10/2022 12/2024
City Of Schenectady Police Department Schenectady NY 01/2017 09/2022
Keeler Honda Colonie NY 09/2016 11/2016
Tsl Adventures Niskayuna NY 07/2014 09/2016
Schenectady Police Department Schenectady NY 01/2025 Present
Upleft Asset Management Niskayuna NY 04/2026 Present
  • 10/2022 → 12/2024
    Port Angeles, WA
  • 01/2017 → 09/2022
    City Of Schenectady Police Department
    Schenectady, NY
  • 09/2016 → 11/2016
    Keeler Honda
    Colonie, NY
  • 07/2014 → 09/2016
    Tsl Adventures
    Niskayuna, NY
  • 01/2025 → Present
    Schenectady Police Department
    Schenectady, NY
  • 04/2026 → Present
    Niskayuna, NY
Previous Registrations
Other Businesses

1) SCHENECTADY POLICE DEPARTMENT; NOT INVESTMENT RELATED; 531 LIBERTY STREET, SCHENECTADY POLICE DEPARTMENT; POLICE OFFICER; 1/2025; MORE THAN 10% OF TIME AND INCOME.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-10-19
  • S65 Uniform Investment Adviser Law Examination
    2023-10-19
Other Names
  • Joshua Thomas Miller

View on SEC IAPD

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