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Upleft Asset Management CRD 298637
$54.4M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
228 West First Street Suite P, Port Angeles, WA 98362 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-04-16 |
Branch Locations
228 West First Street Suite P, Port Angeles, WA 98362 • United States
Niskayuna, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Upleft Asset Management | Port Angeles | WA | 10/2022 | 12/2024 |
| City Of Schenectady Police Department | Schenectady | NY | 01/2017 | 09/2022 |
| Keeler Honda | Colonie | NY | 09/2016 | 11/2016 |
| Tsl Adventures | Niskayuna | NY | 07/2014 | 09/2016 |
| Schenectady Police Department | Schenectady | NY | 01/2025 | Present |
| Upleft Asset Management | Niskayuna | NY | 04/2026 | Present |
1) SCHENECTADY POLICE DEPARTMENT; NOT INVESTMENT RELATED; 531 LIBERTY STREET, SCHENECTADY POLICE DEPARTMENT; POLICE OFFICER; 1/2025; MORE THAN 10% OF TIME AND INCOME.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-10-19 |
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